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Securities Fraud

Rosenberg Martin Greenberg is ideally positioned to assist witnesses and targets in the current wave of criminal investigations and SEC enforcement actions. The federal budget devotes significant resources to both criminal and civil securities law enforcement efforts through the agencies most involved in securities enforcement, including the FBI, the United States Attorneys’ Offices, and the SEC’s Enforcement Division.

Confronted with securities enforcement efforts, companies will have an increased need for experienced and aggressive legal representation not only for the corporate entity itself, but also for employees who become targets, subjects, or witnesses in the enforcement efforts. Even in what appears to be a routine SEC enforcement action, there exists significant potential for a parallel federal criminal proceeding or a state criminal proceeding. Our firm can help witnesses and potential defendants navigate both voluntary and mandatory information and document requests, as well as proffers and testimony before the SEC.

Throughout the SEC proceedings, the firm can draw upon its prosecutorial experience to best position clients to minimize or avoid the risk of a criminal case. The firm’s extensive experience with motions and appellate brief writing allows it to craft persuasive Wells submissions in cases where the Enforcement Division is prepared to recommend an enforcement action to the Commission. After the Wells process, if the SEC decides to proceed, we have the negotiating experience to reach a satisfactory resolution, if resolving the matter is in the best interest of the client.

Just as important, the firm is capable of aggressively defending clients in administrative or federal court proceedings. Based on its extensive federal trial experience, the government knows that the firm has the skills and capability to prevail before an ALJ, judge, or jury.

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If you are seeking counsel for a securities fraud related legal matter, contact a criminal defense lawyer at Rosenberg Martin Greenberg.

Contact a Criminal Defense Lawyer

Talk to a Criminal Defense Lawyer Today.

If you are seeking counsel for a criminal defense related legal matter, contact the Rosenberg Martin Greenberg defense attorneys.

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Apr 12, 2021

Rosenberg Martin Greenberg, LLP Welcomes Seven New Attorneys During Pandemic of 2020-21

Rosenberg Martin Greenberg is pleased to announce the addition of our “COVID class” of seven new attorneys to the firm during the past 12 months. We would like to welcome Christina “Chrissy” Bolmarcich, Brett F. Baldino, Jeffrey S. Greenberg, Gabrielle D. Shirley, Jessica L. Duvall, Robert M. Berman and M. Ari Storch. Barry Greenberg, RMG’s Managing Partner and head of the Firm’s real…

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Dec 15, 2020

Nineteen Rosenberg Martin Greenberg Lawyers Honored by Maryland Super Lawyers® in 2021

Rosenberg Martin Greenberg is proud to announce that nineteen of its attorneys have been selected for inclusion in the 2021 edition of Maryland Super Lawyers®. The firm’s attorneys who have been selected include Benjamin Rosenberg, Gerard Martin, Barry Greenberg, Gerard Gaeng, Andrew Baida, Louis Ebert, William Hallam, David Wyand, Caroline Hecker, Charles Curlett, Jr., and…